DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Lee Beaman
Feed of 09/15/2026
At current firm
1 y
since Sep 11, 2025
In the industry
28 y
since Mar 3, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Earned Wealth Advisors, LLC independent RIA currentsince Sep 11, 2025 · Walnut Creek, Ca
- Invesco Advisers, Inc. asset managerJun 9, 2011 to May 31, 2019 · Atlanta, Ga
- Neuberger Berman Bd LLC no RAUMMar 31, 2011 to Jun 7, 2011 · Baton Rouge, La
- Neuberger Berman Management LLC formerDec 18, 2008 to Dec 31, 2009 · Atlanta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 9, 2005 to Jul 15, 2008 · Plainsboro, Nj
Moves
a registration end followed by a registration begin elsewhere
- Invesco Advisers, Inc. to Earned Wealth Advisors, LLCleft May 31, 2019, registered Sep 11, 2025 (2295 days) · Other
- Neuberger Berman Bd LLC to Invesco Advisers, Inc.left Jun 7, 2011, registered Jun 9, 2011 (2 days) · Other
- Neuberger Berman Management LLC to Neuberger Berman Bd LLCleft Dec 31, 2009, registered Mar 31, 2011 (455 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Neuberger Berman Management LLCleft Jul 15, 2008, registered Dec 18, 2008 (156 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address