RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• B•••• K•••••
- B•••••••• F•••••••• A••••••• independent RIA currentsince Mar 5, 2024 · Naples, Fl
- S•••• W••••• unclassifiedJun 30, 2021 to Mar 7, 2023 · Naples, Fl
- P•••• S••••••••• L•• no RAUMSep 17, 2018 to Jul 6, 2021 · Naples, Fl
- M•• W••••• independent RIAAug 3, 2010 to Aug 21, 2018 · Auburn Hills, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 15, 2007 to Nov 25, 2009 · Auburn Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 3, 2000 to Jan 23, 2007 · Auburn Hills, Mi
- S•••• W••••• to B•••••••• F•••••••• A•••••••left Mar 7, 2023, registered Mar 5, 2024 (364 days) · Other
- P•••• S••••••••• L•• to S•••• W•••••left Jul 6, 2021, registered Jun 30, 2021 (-6 days) · Other
- M•• W••••• to P•••• S••••••••• L••left Aug 21, 2018, registered Sep 17, 2018 (27 days) · RIA to affiliated broker-dealer or bank
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• W•••••left Nov 25, 2009, registered Aug 3, 2010 (251 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jan 23, 2007, registered May 15, 2007 (112 days) · Other
- M•••••• B•••• K••••• left S•••• W••••• for B•••••••• F•••••••• A••••••• (registered 2024-03-05)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address