DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• W•••••
Legal name M•• W••••• C••••••• L••
Latest filing Sep 3, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since Sep 25, 2007
RAUM
$506M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$500M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$84.3M
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$506M as of Mar 30, 2026
Mar 30, 2012$173M then
HNW client RAUM$443M as of Mar 30, 2026
Apr 11, 2018$125M then
State-registered IARs (5.B.3)5 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)13 as of Mar 30, 2026
Mar 28, 201310 then
Private funds: no history
RAUM +19% over the last fiscal year+18% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $84.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $430,385derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $158M, 149 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$443M88%
- Individuals$56.5M11%
- Pension and profit-sharing plans$6.0M1.2%
- Individual clients
- 116reported
- HNW clients
- 121reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,175reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $158M for 149 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• M••• B•••••••Certified Financial Planner | Troy, Mi | Aug 3, 2010 | 17 y | 0 |
| J••••• E•••• M••••• | Troy, Mi | Aug 3, 2010 | 24 y | 1 |
| J••• M•••••• D••••••••Chartered Financial Consultant | Troy, Mi | Aug 3, 2010 | 26 y | 1 |
| C•••••••• B••••••••Certified Financial Planner | Troy, Mi | Aug 12, 2016 | 13 y | 1 |
| K•••••••• A••• O••••••••Certified Financial Planner | Troy, Mi | Aug 13, 2024 | 10 y | 0 |
| J••• D•••••Certified Financial Planner | Troy, Mi | Jul 9, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• B•••• K••••• to P•••• S••••••••• L••Aug 21, 2018 · RIA to affiliated broker-dealer or bank
- B•••• C•••••• B••••••• to S••Jan 3, 2017 · Other
- S•••• A• J•••••• to E•••••••• A•••••••• L••May 15, 2013 · Other
- S•••• J•••• P••••• to M••••• S••••••Dec 19, 2011 · Other
- N••• D••••••• to S•••••••• A••••••• L••Sep 14, 2010 · Other
Joined, latest
- J••• D••••• from I••••••••• C•••••• M•••••••••Jul 9, 2026 · RIA to RIA
- C•••••••• B•••••••• from U•• F•••••••• S••••••• I•••Aug 12, 2016 · Other
- J••••• E•••• M••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 3, 2010 · Other
- M•••••• B•••• K••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Aug 3, 2010 · Other
- J••• M•••••• D•••••••• from N•••••• P••••••• A•••••••• L•••••Aug 3, 2010 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• N•••••• M••• · Member, Chief Operations Officercontrolsince 01/2016 · owns 50% to 75%
- M•••••• J•••••• E•••• · Membercontrolsince 12/2006 · owns 50% to 75%
- M••••• T••••••• D••••• · Director Of Operations/Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
Related persons
Schedule D 7.A
- J••• M• D••••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 30, 2026 to Sep 3, 2026
- Related adviser · false to unsetMar 30, 2026 to Sep 3, 2026
- Related bank · false to unsetMar 30, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetMar 30, 2026 to Sep 3, 2026
- Related insurance company · false to unsetMar 30, 2026 to Sep 3, 2026
- Succession · false to unsetMar 30, 2026 to Sep 3, 2026
- Accounts · 1,125 to 1,175Nov 4, 2025 to Mar 30, 2026
- Individual clients · 119 to 116Nov 4, 2025 to Mar 30, 2026
- Assets in custody · $144M to $158MNov 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $419M to $499MNov 4, 2025 to Mar 30, 2026
- HNW RAUM · $369M to $443MNov 4, 2025 to Mar 30, 2026
- Individual RAUM · $52.0M to $56.5MNov 4, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $6.4M to $7.0MNov 4, 2025 to Mar 30, 2026
- Pension RAUM · $4.7M to $6.0MNov 4, 2025 to Mar 30, 2026
- RAUM · $426M to $506MNov 4, 2025 to Mar 30, 2026
- Financial planning clients · 101-250 to 101-250Mar 25, 2025 to Jul 15, 2025
- Accounts · 1,091 to 1,125Sep 3, 2024 to Mar 25, 2025
- Advisory employees · 4 to 5Sep 3, 2024 to Mar 25, 2025
- Business name · M•• W••••• C••••••• L•• to M•• W•••••Sep 3, 2024 to Mar 25, 2025
- HNW clients · 124 to 121Sep 3, 2024 to Mar 25, 2025
- Individual clients · 124 to 119Sep 3, 2024 to Mar 25, 2025
- Pension plan clients · 5 to 0Sep 3, 2024 to Mar 25, 2025
- Assets in custody · $112M to $144MSep 3, 2024 to Mar 25, 2025
- Employees · 12 to 13Sep 3, 2024 to Mar 25, 2025
- State-registered IARs · 4 to 5Sep 3, 2024 to Mar 25, 2025
- Discretionary RAUM · $348M to $419MSep 3, 2024 to Mar 25, 2025
- HNW RAUM · $310M to $369MSep 3, 2024 to Mar 25, 2025
- Individual RAUM · $45.7M to $52.0MSep 3, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $11.8M to $6.4MSep 3, 2024 to Mar 25, 2025
- Pension RAUM · $3.8M to $4.7MSep 3, 2024 to Mar 25, 2025
- RAUM · $360M to $426MSep 3, 2024 to Mar 25, 2025
- Accounts · 1,055 to 1,091Mar 29, 2023 to Mar 27, 2024
- HNW clients · 122 to 124Mar 29, 2023 to Mar 27, 2024
- Individual clients · 120 to 124Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $126M to $112MMar 29, 2023 to Mar 27, 2024
- Employees · 13 to 12Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $290M to $348MMar 29, 2023 to Mar 27, 2024
- HNW RAUM · $268M to $310MMar 29, 2023 to Mar 27, 2024
- Individual RAUM · $38.3M to $45.7MMar 29, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $19.2M to $11.8MMar 29, 2023 to Mar 27, 2024
Signals
3 dated events
- Michael J••• Dankovich (Member) no longer on Schedule A of M•• W••••• (listed 2024-05-15, absent 2024-09-03)Sep 3, 2024 · Control person left · inference
- Dennis Timothy Mrock (Director Of Operations/Chief Compliance Officer) appeared on Schedule A of M•• W•••••Mar 25, 2019 · Control person joined · fact
- Tollefson Lori Williams (Chief Compliance Officer) no longer on Schedule A of M•• W••••• (listed 2018-10-09, absent 2019-03-25)Mar 25, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mkd-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- portal.mkdwealth.com/loginreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-418-5100reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026