DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

H•••• B•••••• M•••

A••••••• W••••• A•••••••BD affiliatedAtlanta, Gadual registrantIAPD 2346071

Feed of 09/14/2026

Also filed as Tripps M•••

At current firm

3 y

since Aug 10, 2023

In the industry

31 y

since May 10, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• W••••• A••••••• BD affiliated current
since Aug 10, 2023 · Atlanta, Ga
J••• M••••• S••••••••• L•• wirehouse
Dec 8, 2015 to Aug 11, 2023 · Atlanta, Ga
C••••• S••••• S••••••••• •••• L•• former
Sep 19, 2008 to Dec 22, 2015 · Atlanta, Ga
L••••• B••••••• I••• unclassified
May 6, 2004 to Sep 24, 2008 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to A••••••• W••••• A•••••••
left Aug 11, 2023, registered Aug 10, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C••••• S••••• S••••••••• •••• L•• to J••• M••••• S••••••••• L••
left Dec 22, 2015, registered Dec 8, 2015 (-14 days) · Other · moved with a team
L••••• B••••••• I••• to C••••• S••••• S••••••••• •••• L••
left Sep 24, 2008, registered Sep 19, 2008 (-5 days) · corporate re-registration, not a move

Signals

H•••• B•••••• M••• left J••• M••••• S••••••••• L•• for A••••••• W••••• A••••••• (registered 2023-08-10)
Aug 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address