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Registered advisor
J•••• P•••••• M•••••
Feed of 09/14/2026
At current firm
1 y
since Feb 24, 2025
In the industry
33 y
since Jun 11, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 24, 2025 · Westlake Village, Ca
- W•••• F•••• A••••••• wirehouseMar 10, 2016 to Mar 6, 2025 · Westlake Village, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 10, 2016 · Westlake Village, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 16, 2006 to Oct 23, 2009 · Pasadena, Ca
- U•• F•••••••• S••••••• I••• wirehouseFeb 6, 2004 to Oct 31, 2006 · Oxnard, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Feb 20, 2004 · Sherman Oaks, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 6, 2025, registered Feb 24, 2025 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left May 10, 2016, registered Mar 10, 2016 (-61 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 31, 2006, registered Oct 16, 2006 (-15 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 20, 2004, registered Feb 6, 2004 (-14 days) · Other
Signals
- J•••• P•••••• M••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2025-02-24)Mar 6, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address