DFX Intelligence
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Team lift-out
9 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A•••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Patrick Murray | Westlake Village, Ca | May 10, 2016 | Mar 10, 2016 |
| Anne Elizabeth Norris | Newport Beach, Ca | May 24, 2016 | May 23, 2016 |
| Summer Lynn Miller | Newport Beach, Ca | May 24, 2016 | May 23, 2016 |
| Joseph Vincent Volz | Newport Beach, Ca | May 26, 2016 | May 23, 2016 |
| William E Hargrove | Newport Beach, Ca | May 26, 2016 | May 23, 2016 |
| Bradley Lewis Newman | Westlake Village, Ca | Jun 6, 2016 | Jun 3, 2016 |
| Fariba Hekmat | Westlake Village, Ca | Jun 6, 2016 | Jun 3, 2016 |
| Laura Carolin Tully-Cox | Indian Wells, Ca | Jun 6, 2016 | Jun 3, 2016 |
| Zachary Evan Breverman | Thousand Oaks, Ca | Jun 9, 2016 | Jun 3, 2016 |
The rule
- Registrations ended
- May 10, 2016 to Jun 9, 2016
- Registered next
- Mar 10, 2016 to Jun 3, 2016
- Branch state
- CA
- Cities
- 4, most in Newport Beach, Ca
- Registered there that day
- 18,208 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.