RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M••• J••••••
- M••••••• C••••• W••••• S•••••••• I••• independent RIA currentsince Sep 10, 2020 · Miamisburg, Oh
- L••••••• F•••••••• G••••• I••• formerJun 21, 2011 to Dec 1, 2020 · Dayton, Oh
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAApr 11, 2003 to Jun 3, 2008 · Dayton, Oh
- L••••••• F•••••••• G••••• I••• to M••••••• C••••• W••••• S•••••••• I•••left Dec 1, 2020, registered Sep 10, 2020 (-82 days) · RIA to RIA · moved with a team
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to L••••••• F•••••••• G••••• I•••left Jun 3, 2008, registered Jun 21, 2011 (1113 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address