DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nancy Anne Nawn

Facetindependent RIAWest Palm Beach, Fl IA-onlyIAPD 2352579

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Feb 27, 2026

In the industry

25 y

since Apr 17, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Facet independent RIA current
since Feb 27, 2026 · Runnemede, Nj
Cwm, LLC BD affiliated
Dec 1, 2025 to Jan 26, 2026 · Omaha, Ne
Origin Investment Advisory LLC independent RIA
Jun 25, 2021 to Jun 26, 2025 · Sarasota, Fl
Watchdog Planning LLC unclassified
Jan 2, 2018 to Dec 31, 2025 · Runnemede, Nj
Mercer Global Advisors Inc. independent RIA
Apr 18, 2013 to Nov 30, 2016 · Radnor, Pa
Mercer Global Advisors Inc. independent RIA
Jul 3, 2008 to Apr 12, 2010 · West Conshohocken, Pa
Mercer Advisors unclassified
Aug 31, 2006 to Jun 26, 2008 · West Conshohocken, Pa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 9, 2005 to Feb 6, 2006 · Blue Bell, Pa

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Facet
left Jan 26, 2026, registered Feb 27, 2026 (32 days) · Affiliated broker-dealer or bank to independent RIA
Watchdog Planning LLC to Origin Investment Advisory LLC
left Dec 31, 2025, registered Jun 25, 2021 (-1650 days) · Other
Origin Investment Advisory LLC to Cwm, LLC
left Jun 26, 2025, registered Dec 1, 2025 (158 days) · RIA to affiliated broker-dealer or bank
Mercer Global Advisors Inc. to Watchdog Planning LLC
left Nov 30, 2016, registered Jan 2, 2018 (398 days) · Other
Mercer Advisors to Mercer Global Advisors Inc.
left Jun 26, 2008, registered Jul 3, 2008 (7 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Mercer Advisors
left Feb 6, 2006, registered Aug 31, 2006 (206 days) · Other

Signals

Nancy Anne Nawn left Cwm, Llc for Facet (registered 2026-02-27)
Jan 26, 2026 · Advisor changed firm · fact
Nancy Anne Nawn left Watchdog Planning Llc for Origin Investment Advisory Llc (registered 2021-06-25)
Dec 31, 2025 · Advisor changed firm · fact
Nancy Anne Nawn left Origin Investment Advisory Llc for Cwm, Llc (registered 2025-12-01)
Jun 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address