DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Buck Wealth Strategies, LLC
Latest filing Jul 7, 2026
First filing on the tape Jun 12, 2022 · 30 filings
SEC status approved since Jul 12, 2022
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
54%
$886M individuals and HNW
Advisors
48
registered through the firm on IAPD
RAUM per advisor
$34.2M
derived; firm RAUM over IAPD count
Employees
102
39 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$1.6B as of Jul 7, 2026
Mar 3, 2023$134M then
HNW client RAUM$273M as of Jul 7, 2026
Mar 3, 2023$15.2M then
State-registered IARs (5.B.3)12 as of Jul 7, 2026
Mar 3, 202316 then
Employees (5.A)102 as of Jul 7, 2026
Mar 3, 202367 then
Private funds: no history
RAUM +191% over the last fiscal year+130% a year over threeIARs 12 to 12offices 11 to 15
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $33.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $316,386derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 3.1derived16 offices incl. principal (1.F.5)
- RAUM growth, one year
- +191%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $106M, 671 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$748M46%
- Individuals$612M37%
- High-net-worth individuals$273M17%
- Corporations and businesses$9.1M0.6%
- Individual clients
- 2,578reported
- HNW clients
- 156reported
- Pension plan clients
- 209reported
- Charitable clients
- n/areported
- Accounts
- 5,193reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $106M for 671 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.54 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=42.0derived
Advisors registered through the firm
49 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Ingraham | Shallotte, Nc | Jul 12, 2022 | 22 y | 1 |
| Alvin Masanori Abe | Denver, Co | Jul 12, 2022 | 42 y | 3 |
| Arthur Austin | Denver, Co | Aug 12, 2022 | 13 y | 1 |
| Robert Y Lee | Denver, Co | Aug 15, 2022 | 34 y | 2 |
| Evan Cutler | Shallotte, Nc | Aug 22, 2022 | 18 y | 0 |
| Jeffrey David Buck | Honolulu, Hi | Aug 29, 2022 | 22 y | 3 |
| Jake Soo Yong | Honolulu, Hi | Sep 13, 2022 | 10 y | 1 |
| Claudia Elizabeth Moreno | Kapolei, Hi | Nov 28, 2022 | 11 y | 5 |
| Lynn Strawn Berlenbach | Honolulu, Hi | Dec 12, 2022 | 13 y | 0 |
| Brandi-Ayn Sachiko Kamano | Honolulu, Hi | Jan 9, 2023 | 11 y | 2 |
| Scott Michael Tusa | Honolulu, Hi | Apr 11, 2023 | 17 y | 2 |
| Russell Whitehead | Denver, Co | Apr 27, 2023 | 10 y | 3 |
| Kaila Jean Woo | Honolulu, Hi | May 31, 2023 | 11 y | 1 |
| Katie Christine Buck | Denver, Co | Oct 23, 2023 | 22 y | 3 |
| Terry Brent Bunn | Leland, Nc | Oct 24, 2023 | 11 y | 2 |
| Lynn Blair Thurgood | Rio Rancho, Nm | Nov 28, 2023 | 30 y | 3 |
| Brandon Alexander Thurgood | Denver, Co | Nov 28, 2023 | 11 y | 3 |
| Kyrie Elizabeth Greathouse | Rio Rancho, Nm | Dec 6, 2023 | 11 y | 2 |
| Michael Hou | Denver, Co | May 30, 2024 | 11 y | 0 |
| Keith BrandCertified Financial Planner | Denver, Co | Jul 16, 2024 | 27 y | 4 |
| Ashley C Robinson | Lakewood, Co | Oct 24, 2024 | 20 y | 6 |
| Daniel Werts | Denver, Co | Jan 24, 2025 | 10 y | 2 |
| Michael Jay Sato | Denver, Co | Jan 29, 2025 | 11 y | 4 |
| Jacob Myers | Denver, Co | Feb 7, 2025 | 13 y | 0 |
| Daniel Thyfault | Denver, Co | Feb 10, 2025 | 11 y | 2 |
| Kevin Lyle SheltonCertified Financial Planner | Pleasantan, Ca | Feb 27, 2025 | 23 y | 6 |
| Mark Steven Arola | Denver, Co | Mar 12, 2025 | 19 y | 3 |
| Richard Warren Payne | Colorado Springs, Co | May 12, 2025 | 12 y | 1 |
| Ashley Wright | Denver, Co | Jun 9, 2025 | 11 y | 1 |
| Michael Kevin Cottet | Rye, Ny | Jun 13, 2025 | 21 y | 0 |
| Kevin Kyoichi Nitta | Honolulu, Hi | Jun 26, 2025 | 29 y | 0 |
| Dustin Mcdonald | Denver, Co | Aug 8, 2025 | 11 y | 5 |
| Timothy M White | Denver, Co | Aug 11, 2025 | 12 y | 4 |
| Patterson James Mckinlay | Denver, Co | Aug 18, 2025 | 27 y | 6 |
| Cynthia Hodges | Denver, Co | Aug 18, 2025 | 25 y | 1 |
| David Bartlett | Denver, Co | Aug 18, 2025 | 11 y | 1 |
| Todd Sargent Strasser | Rio Rancho, Nm | Aug 28, 2025 | 18 y | 6 |
| Tait Michael Mcgowan | Denver, Co | Oct 1, 2025 | 11 y | 0 |
| Kerry Chamberlin | Bellevue, Wa | Oct 21, 2025 | 12 y | 4 |
| Jacqueline Martinez | Denver, Co | Dec 18, 2025 | 13 y | 1 |
Advisor movement
3 left, 10 joined in 12 months
net +7 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 6.3% of current headcount9 left over 36 months
Left, latest
- Zachary Robert Rhodes to Mountain Capital Investment Advisors IncApr 7, 2026 · RIA to RIA
- Bruce Edward Davis to J.P. Morgan Securities LLCApr 7, 2026 · RIA to wirehouse
- William Stanley to Cerity Partners Retirement Plan ConsultantsJan 28, 2026 · Other
- Lindsey Ann Kemsley to Prime Capital FinancialAug 26, 2025 · RIA to RIA
- Christopher Joel Dolan to B.O.S.S. Retirement Advisors, LLCMar 19, 2025 · RIA to RIA
- Sean Jeffrey Hite to Ameriprise Financial Services, LLCJan 7, 2025 · RIA to affiliated broker-dealer or bank
- Emily Diane Arnold to Ae Wealth Management, LLCSep 16, 2024 · RIA to affiliated broker-dealer or bank
- Gael Aaron Perez Rivera to J.P. Morgan Securities LLCMay 20, 2024 · RIA to wirehouse
- Michael Jay Sato to Pruco Securities, LLCJan 12, 2024 · RIA to affiliated broker-dealer or bank
- Anthony Cheang to Buckingham Strategic Wealth, LLCMay 25, 2023 · RIA to RIA
Joined, latest
- Christopher Cantrell Tucker from First Command Advisory ServicesSep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brian Gery from Leverage Planners Wealth Management, LLCJul 14, 2026 · Other
- Kirk Norman Matteson from Clear Resource Group, LLCMay 19, 2026 · Other
- Nicholas Frank Roth from The Strategic Financial AllianceMay 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph Manglona from Thrivent Investment Management Inc.Apr 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Trent Richardson from Symphony One Capital Management, LLCFeb 23, 2026 · Other
- Hyunsoo Joseph Jang from Robert W. Baird & Co. IncorporatedJan 23, 2026 · RIA to RIA
- Jacqueline Martinez from Raymond James Financial Services Advisors, IncDec 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- William Stanley from Morgan StanleyDec 17, 2025 · Wirehouse to independent RIA
- Kerry Chamberlin from J.P. Morgan Securities LLCOct 21, 2025 · Wirehouse to independent RIA
- Todd Sargent Strasser from Ameriprise Financial Services, LLCAug 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Cynthia Hodges from Global Retirement Partners LLCAug 18, 2025 · Other
- Patterson James Mckinlay from Global Retirement Partners LLCAug 18, 2025 · Other
- David Bartlett from Global Retirement Partners LLCAug 18, 2025 · Other
- Timothy M White from Thrivent Investment Management Inc.Aug 11, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Portside Wealth Group, LLCNov 27, 2023 · Rio Rancho, Nm
- 4 joined from Ae Wealth Management, LLCJan 10, 2023 · Honolulu, Hi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David Jeffrey Buck · Chief Investment Officercontrolsince 06/2022 · owns less than 5%
- Alan Roger Craig · Chief Compliance Officercontrolsince 03/2026 · owns less than 5%
- Shigeo James Dixon · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- A Jeremy Sanchez · Chief Operations Officercontrolsince 06/2024 · owns less than 5%
- David Jeffrey Buck · Trusteecontrolsince 10/2021 · owns F of Buck Enterprises, Inc.
- Christine Katie Buck · Trusteecontrolsince 10/2021 · owns F of Buck Enterprises, Inc.
Entity owners
- Buck Enterprises, Inc. · Managing Memberdirect · owns 75% or more
- The Jeff Buck 2020 Irrevocable Trust · Ownerindirect · owns 25% to 50% of Buck Enterprises, Inc.
- The Katie Buck 2020 Irrevocable Trust · Ownerindirect · owns 25% to 50% of Buck Enterprises, Inc.
Related persons
Schedule D 7.A
- E.A. Buck Accounting & Tax Services, LLCinsurancey
- E.A. Buck Insurance Inc.real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 48 | 12 | 2 | ||
| Honolulu, Hi | 13 | 3 | 1 | ||
| Rio Rancho, Nm | 5 | 1 | 0 | ||
| Shallotte, Nc | 4 | 1 | 0 | ||
| Colorado Springs, Co | 2 | 0 | 0 | ||
| Bellevue, Wa | 2 | 2 | 0 | ||
| Pleasanton, Ca | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Honolulu, HI7 employees
- Rio Rancho, NM6 employees
- Shallotte, NC2 employees
- Bellevue, WA2 employees
- Kahului, HI2 employees
- Kapolei, HI1 employees
- Leland, NC1 employees
- Honolulu, HI1 employees
- Albuquerque, NM
- Farmington, NM
- Sante Fe, NM
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 7, 2026Buck, Katie, Christine (TRUSTEE) left Schedule A between the filings of 2024-07-31 and 2026-07-07peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 7, 2026DIXON, JAMES, SHIGEO (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-07-31 and 2026-07-07peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 7, 2026Craig, Roger, Alan (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-07-31 and 2026-07-07peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 7, 2026Sanchez, Jeremy, A (CHIEF OPERATIONS OFFICER) left Schedule A between the filings of 2024-07-31 and 2026-07-07peers: independent wealth managers, $1B to $5B (1,360)
- wealth to institutional shiftCombination · filing Apr 10, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $565,377,646 to $1,642,992,371, advisors 12 to 12, private clients 2364 to 2734, offices 11 to 15 (2025-04-22 to 2026-04-10)peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Apr 10, 2026private-client share of RAUM moved from 98.0% to 54.0% between the annual amendments of 2025-04-22 and 2026-04-10peers: independent wealth managers, $1B to $5B (1,360)
- employee count surgeChange between filings · filing Apr 10, 2026employees (Item 5.A) moved from 66.0 to 102.0 (+55.0%) between the annual amendments of 2025-04-22 and 2026-04-10; the peer median change was +4.0% (1050 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,050) · 97% percentile
- institutional asset share shiftChange between filings · filing Apr 10, 2026institutional share of RAUM moved from 2.0% to 46.0% between the annual amendments of 2025-04-22 and 2026-04-10peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Apr 10, 2026RAUM (Item 5.F) moved from $565,377,646 to $1,642,992,371 (+191.0%) between the annual amendments of 2025-04-22 and 2026-04-10; the peer median change was +17.0% (1297 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 3,982 to 5,193Jan 28, 2026 to Mar 31, 2026
- Advisory employees · 20 to 39Jan 28, 2026 to Mar 31, 2026
- Advisory activities · 3 to 5Jan 28, 2026 to Mar 31, 2026
- BD registered reps · 22 to 42Jan 28, 2026 to Mar 31, 2026
- Corporate clients · 7 to 5Jan 28, 2026 to Mar 31, 2026
- HNW clients · 64 to 156Jan 28, 2026 to Mar 31, 2026
- Individual clients · 2,300 to 2,578Jan 28, 2026 to Mar 31, 2026
- Pension plan clients · unset to 209.0Jan 28, 2026 to Mar 31, 2026
- Assets in custody · $107M to $106MJan 28, 2026 to Mar 31, 2026
- Employees · 66 to 102Jan 28, 2026 to Mar 31, 2026
- Other offices · 11 to 15Jan 28, 2026 to Mar 31, 2026
- Discretionary RAUM · $565M to $1.6BJan 28, 2026 to Mar 31, 2026
- HNW RAUM · $108M to $273MJan 28, 2026 to Mar 31, 2026
- Individual RAUM · $449M to $612MJan 28, 2026 to Mar 31, 2026
- Pension RAUM · unset to 748247248.0Jan 28, 2026 to Mar 31, 2026
- RAUM · $565M to $1.6BJan 28, 2026 to Mar 31, 2026
- Accounts · 1,979 to 3,982Jan 27, 2025 to Apr 22, 2025
- Corporate clients · unset to 7.0Jan 27, 2025 to Apr 22, 2025
- HNW clients · 24 to 64Jan 27, 2025 to Apr 22, 2025
- Individual clients · 1,141 to 2,300Jan 27, 2025 to Apr 22, 2025
- Pension plan clients · 18.0 to unsetJan 27, 2025 to Apr 22, 2025
- Assets in custody · $30.2M to $107MJan 27, 2025 to Apr 22, 2025
- Financial planning clients · More than 500 to More than 500Jan 27, 2025 to Apr 22, 2025
- Discretionary RAUM · $300M to $565MJan 27, 2025 to Apr 22, 2025
- HNW RAUM · $57.1M to $108MJan 27, 2025 to Apr 22, 2025
- Individual RAUM · $231M to $449MJan 27, 2025 to Apr 22, 2025
- Pension RAUM · 12139678.0 to unsetJan 27, 2025 to Apr 22, 2025
- RAUM · $300M to $565MJan 27, 2025 to Apr 22, 2025
- Accounts · 892 to 1,979Jan 9, 2024 to Mar 29, 2024
- Advisory employees · 16 to 20Jan 9, 2024 to Mar 29, 2024
- BD registered reps · 28 to 22Jan 9, 2024 to Mar 29, 2024
- HNW clients · 10 to 24Jan 9, 2024 to Mar 29, 2024
- Individual clients · 478 to 1,141Jan 9, 2024 to Mar 29, 2024
- Pension plan clients · 22 to 18Jan 9, 2024 to Mar 29, 2024
- Assets in custody · $12.0M to $30.2MJan 9, 2024 to Mar 29, 2024
- Employees · 67 to 66Jan 9, 2024 to Mar 29, 2024
- Financial planning clients · 251-500 to More than 500Jan 9, 2024 to Mar 29, 2024
- State-registered IARs · 16 to 12Jan 9, 2024 to Mar 29, 2024
- Other offices · 7 to 11Jan 9, 2024 to Mar 29, 2024
- Discretionary RAUM · $134M to $300MJan 9, 2024 to Mar 29, 2024
Signals
21 dated events
- Robert Preciado registered as an investment adviser representative at Buck Wealth Strategies, LlcSep 14, 2026 · Advisor registered · fact
- Bruce Edward Davis left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-04-02)Apr 7, 2026 · Advisor changed firm · fact
- Zachary Robert Rhodes left Buck Wealth Strategies, Llc for Mountain Capital Investment Advisors Inc (registered 2026-04-21)Apr 7, 2026 · Advisor changed firm · fact
- Buck Wealth Strategies, Llc reported RAUM $1.6B, up 191% from $565.4M (2026-01-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- William Stanley left Buck Wealth Strategies, Llc for Cerity Partners Retirement Plan Consultants (registered 2026-02-25)Jan 28, 2026 · Advisor changed firm · fact
- Lindsey Ann Kemsley left Buck Wealth Strategies, Llc for Prime Capital Financial (registered 2026-05-18)Aug 26, 2025 · Advisor changed firm · fact
- Buck Wealth Strategies, Llc reported RAUM $565.4M, up 89% from $299.9M (2025-01-27 to 2025-04-22)Apr 22, 2025 · RAUM change · derived
- Christopher Joel Dolan left Buck Wealth Strategies, Llc for B.O.S.S. Retirement Advisors, Llc (registered 2025-03-27)Mar 19, 2025 · Advisor changed firm · fact
- Sean Jeffrey Hite left Buck Wealth Strategies, Llc for Ameriprise Financial Services, Llc (registered 2024-12-06)Jan 7, 2025 · Advisor changed firm · fact
- Emily Diane Arnold left Buck Wealth Strategies, Llc for Ae Wealth Management, Llc (registered 2024-01-29)Sep 16, 2024 · Advisor changed firm · fact
- A Jeremy Sanchez (Chief Operations Officer) appeared on Schedule A of Buck Wealth Strategies, LlcJul 31, 2024 · Control person joined · fact
- Gael Aaron Perez Rivera left Buck Wealth Strategies, Llc for J.P. Morgan Securities Llc (registered 2026-02-20)May 20, 2024 · Advisor changed firm · fact
- Buck Wealth Strategies, Llc reported RAUM $299.9M, up 123% from $134.3M (2024-01-09 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- James Dixon (Chief Compliance Officer) appeared on Schedule A of Buck Wealth Strategies, LlcMar 29, 2024 · Control person joined · fact
- Robert John Urosevich (Chief Compliance Officer) no longer on Schedule A of Buck Wealth Strategies, Llc (listed 2024-01-09, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Michael Jay Sato left Buck Wealth Strategies, Llc for Pruco Securities, Llc (registered 2024-01-16)Jan 12, 2024 · Advisor changed firm · fact
- 3 advisors left Portside Wealth Group, LLC (Rio Rancho, NM) for Buck Wealth Strategies, LLC on the same dayNov 27, 2023 · Team lift-out · derived
- Anthony Cheang left Buck Wealth Strategies, Llc for Buckingham Strategic Wealth, Llc (registered 2023-06-08)May 25, 2023 · Advisor changed firm · fact
- Buck Wealth Strategies, Llc reported 16 state-registered advisory representatives, up from 1 (2022-11-10 to 2023-03-03)Mar 3, 2023 · Advisor headcount change · derived
- 4 advisors left AE Wealth Management, LLC (Honolulu, HI) for Buck Wealth Strategies, LLC within 10 daysJan 10, 2023 · Team lift-out · derived
- Buck Wealth Strategies, Llc filed its initial SEC registration (Form ADV)Jun 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-210-6567reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/ea-buck/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- eabuck.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-210-6567reportedpublic record, Form ADV, Jul 7, 2026
- Contact form
- eabuck.com/connect-retirementtoolkitreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- eabuck.com/financial-blog/staff-member/jeff-buckreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026