S•••• C• R•••••

• J••• M••••• S••••••••• L•• wirehouse current
  since Oct 1, 2012 · Valparaiso, In
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Oct 1, 2012 · Kouts, In
• B••• O•• S••••••••• C••••••••• unclassified
  Jan 21, 2003 to Jul 6, 2005 · St John, In
• W•••• F•••• A••••••• wirehouse
  May 13, 2002 to May 6, 2003 · Chicago, Il

• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to B••• O•• S••••••••• C•••••••••
  left May 6, 2003, registered Jan 21, 2003 (-105 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address