RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• D••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 21, 2023 · Winter Park, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedJul 27, 2012 to Jun 14, 2021 · Tampa, Fl
- B••••••••• L•• formerFeb 12, 2009 to Jul 18, 2012 · Winter Park, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jan 30, 2009 · Orlando, Fl
- P••••••••• E••••• G••••• L•• unclassifiedMar 27, 1997 to Jul 1, 2003 · Orlando, Fl
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 14, 2021, registered Apr 21, 2023 (676 days) · corporate re-registration, not a move
- B••••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 18, 2012, registered Jul 27, 2012 (9 days) · Other
- W•••• F•••• A••••••• to B••••••••• L••left Jan 30, 2009, registered Feb 12, 2009 (13 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address