P•••• G• E••

• L•• F•••••••• L•• BD affiliated current
  since Mar 6, 2025 · Glen Ellyn, Il
• I• A••••••• S•••••••• I••• former
  Jun 22, 2012 to Mar 6, 2025 · Napperville, Il
• M••••• S•••••• wirehouse
  Apr 27, 2010 to Jun 28, 2012 · Riverwoods, Il
• P•••••••• S••••••••• I••• BD affiliated
  Feb 13, 2008 to Mar 18, 2010 · Downers Grove, Il

• I• A••••••• S•••••••• I••• to L•• F•••••••• L••
  left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
• M••••• S•••••• to I• A••••••• S•••••••• I•••
  left Jun 28, 2012, registered Jun 22, 2012 (-6 days) · Other
• P•••••••• S••••••••• I••• to M••••• S••••••
  left Mar 18, 2010, registered Apr 27, 2010 (40 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address