DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• C•••••• K•••••••••

R•••••• J•••• • A••••••••• I•••national BDSt. Petersburg, Fl dual registrantIAPD 2362846

Feed of 09/15/2026

At current firm

2 y

since May 17, 2024

In the industry

33 y

since Aug 6, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since May 17, 2024 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Mar 31, 2014 to May 22, 2024 · Tampa, Fl
B• C• Z•••••• A•• C•••••• former
May 6, 2013 to Apr 10, 2014 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 10, 2012 to Apr 9, 2013 · Clearwater, Fl
M••••• S•••••• wirehouse
Jul 8, 2010 to Apr 23, 2012 · Clearwater, Fl
A••••••••• A•••••• S•••••••• I••• unclassified
Jun 24, 2003 to Mar 26, 2009 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
left May 22, 2024, registered May 17, 2024 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
B• C• Z•••••• A•• C•••••• to W•••• F•••• A•••••••
left Apr 10, 2014, registered Mar 31, 2014 (-10 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B• C• Z•••••• A•• C••••••
left Apr 9, 2013, registered May 6, 2013 (27 days) · Other
M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 23, 2012, registered Apr 10, 2012 (-13 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• A•••••• S•••••••• I••• to M••••• S••••••
left Mar 26, 2009, registered Jul 8, 2010 (469 days) · Other

Signals

B•••• C•••••• K••••••••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-05-17)
May 22, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address