RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• F••••
- K•• I••••••••• S••••••• L•• BD affiliated currentsince Dec 4, 2019 · Bethel Park, Pa
- H••••••••• F•••••••• A••••••• BD affiliatedMar 31, 2016 to Dec 5, 2019 · Mcdonald, Pa
- O•••• I••••••••• I••• BD affiliatedOct 14, 2015 to Mar 7, 2016 · Bridgeville, Pa
- E•••• N••••••• S••••••••• I••• formerSep 8, 2014 to Oct 16, 2015 · Bridgeville, Pa
- L•• F•••••••• L•• BD affiliatedMar 14, 2012 to Aug 8, 2014 · Mcmurray, Pa
- W••••• S••••• S••••••••• I••• formerDec 22, 2009 to Mar 22, 2012 · Washington, Pa
- H••••••••• F•••••••• A••••••• to K•• I••••••••• S••••••• L••left Dec 5, 2019, registered Dec 4, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- O•••• I••••••••• I••• to H••••••••• F•••••••• A•••••••left Mar 7, 2016, registered Mar 31, 2016 (24 days) · Other
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Oct 16, 2015, registered Oct 14, 2015 (-2 days) · Other · moved with a team
- L•• F•••••••• L•• to E•••• N••••••• S••••••••• I•••left Aug 8, 2014, registered Sep 8, 2014 (31 days) · Other
- W••••• S••••• S••••••••• I••• to L•• F•••••••• L••left Mar 22, 2012, registered Mar 14, 2012 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address