RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• B••••••• S•••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Jun 28, 2022 · Boston, Ma
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 9, 2016 to Mar 31, 2022 · Boston, Ma
- N•• A•••••• S•••••••• L•• formerApr 8, 2014 to Sep 22, 2016 · Austin, Tx
- I••••••••• F•••••••• P••••••• BD affiliatedJul 14, 2011 to Apr 1, 2014 · Boston, Ma
- N•• A•••••••• I••• unclassifiedDec 18, 2008 to Dec 1, 2010 · Bostin, Ma
- N•• F••••••••• I••• unclassifiedJun 1, 2007 to Oct 27, 2008 · Bryan, Oh
- O•••••• S••••••• A••••••• C••• formerOct 28, 2004 to May 25, 2007 · Boston, Ma
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Jun 28, 2022 (89 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 9, 2016 (-136 days) · corporate re-registration, not a move
- I••••••••• F•••••••• P••••••• to N•• A•••••• S•••••••• L••left Apr 1, 2014, registered Apr 8, 2014 (7 days) · Other
- N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 1, 2010, registered Jul 14, 2011 (225 days) · corporate re-registration, not a move
- N•• F••••••••• I••• to N•• A•••••••• I•••left Oct 27, 2008, registered Dec 18, 2008 (52 days) · corporate re-registration, not a move
- O•••••• S••••••• A••••••• C••• to N•• F••••••••• I•••left May 25, 2007, registered Jun 1, 2007 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address