DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Todd Andrew Lefevre

LPL Financial LLCBD affiliatedPalatine, Ildual registrantIAPD 2368383

Feed of 09/14/2026

Also filed as Lefevre

At current firm

1 y

since Mar 27, 2025

In the industry

29 y

since Mar 27, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 27, 2025 · Palatine, Il
B. Riley Wealth Advisors, Inc. BD affiliated
Aug 27, 2022 to Apr 15, 2025 · Palatine, Il
Heritage Wealth Management, LLC unclassified
Jul 16, 2014 to Dec 31, 2017 · Palatine, Il
B Riley Wealth Management former
Feb 10, 2006 to Dec 31, 2022 · Chicago, Il
Wells Fargo Advisors wirehouse
Jun 6, 2003 to Feb 10, 2006 · Antioch, Il

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to LPL Financial LLC
left Apr 15, 2025, registered Mar 27, 2025 (-19 days) · Affiliated broker-dealer or bank to another · moved with a team
B Riley Wealth Management to Heritage Wealth Management, LLC
left Dec 31, 2022, registered Jul 16, 2014 (-3090 days) · Other · moved with a team
Heritage Wealth Management, LLC to B. Riley Wealth Advisors, Inc.
left Dec 31, 2017, registered Aug 27, 2022 (1700 days) · Other · moved with a team
Wells Fargo Advisors to B Riley Wealth Management
left Feb 10, 2006, registered Feb 10, 2006 (0 days) · Other

Signals

Todd Andrew Lefevre left B. Riley Wealth Advisors, Inc. for Lpl Financial Llc (registered 2025-03-27)
Apr 15, 2025 · Advisor changed firm · fact
Todd Andrew Lefevre left B Riley Wealth Management for Heritage Wealth Management, Llc (registered 2014-07-16)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address