RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• D••• B•••••
- C••••••• institutional currentsince Jan 2, 2018 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• formerJan 26, 2006 to Dec 18, 2018 · Draper, Ut
- M• H••••••• S••••••••• I••• BD affiliatedMar 9, 2004 to Jan 24, 2006 · Draper, Ut
- O•••• F•• I••• formerJan 19, 2000 to Mar 8, 2004 · Salt Lake City, Ut
- K••• C•••••• A•••••••• L•• to C•••••••left Dec 18, 2018, registered Jan 2, 2018 (-350 days) · Other
- M• H••••••• S••••••••• I••• to K••• C•••••• A•••••••• L••left Jan 24, 2006, registered Jan 26, 2006 (2 days) · Other
- O•••• F•• I••• to M• H••••••• S••••••••• I•••left Mar 8, 2004, registered Mar 9, 2004 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address