RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T••••••• 4• R••• state registered currentsince Jan 29, 2018 · Avon, Oh
- N•••••• A••••••• BD affiliatedJan 31, 2023 to Nov 8, 2024 · New Orleans, La
- T••••••• 4• R••• unclassifiedMar 14, 2008 to Jan 25, 2023 · Avon, Oh
- C••••••••• A•••••••• I•• formerOct 26, 2004 to Apr 25, 2007 · Avon, Oh
- V•••••• F•••••••• G••••• I••• independent RIAAug 13, 1999 to Oct 19, 2004 · Cleveland, Oh
- N•••••• A••••••• to no registered destinationleft Nov 8, 2024 · Departure, no registered destination
- T••••••• 4• R••• to T••••••• 4• R•••left Jan 25, 2023, registered Jan 29, 2018 (-1822 days) · Other
- C••••••••• A•••••••• I•• to T••••••• 4• R•••left Apr 25, 2007, registered Mar 14, 2008 (324 days) · Other
- V•••••• F•••••••• G••••• I••• to C••••••••• A•••••••• I••left Oct 19, 2004, registered Oct 26, 2004 (7 days) · Other
- John Ladislav Vrablic no longer registered at Newedge Advisors; no later IA registration on IAPDNov 8, 2024 · Advisor departure · fact
- John Ladislav Vrablic left T.I.P.S. 4 Reps for T.I.P.S. 4 Reps (registered 2018-01-29)Jan 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address