DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Alan Vosika
Feed of 09/14/2026
Also filed as Mark Vosika
At current firm
8 y
since Jan 19, 2018
In the industry
29 y
since May 27, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Watch Advisors, Inc independent RIA currentsince Jan 19, 2018 · Golden, Co
- Transamerica Financial Advisors, LLC BD affiliatedFeb 27, 2014 to Mar 17, 2016 · Golden, Co
- Creativeone Securities, LLC BD affiliatedJan 7, 2013 to Aug 28, 2013 · Overland Park, Ks
- Sunset Financial Services, Inc. formerJan 3, 2012 to Dec 31, 2012 · Golden, Co
- Securities America Advisors, Inc. formerJan 12, 2004 to Dec 14, 2011 · Golden, Co
- Ffp Advisory Services Inc unclassifiedMar 23, 1999 to Dec 16, 2003 · Golden, Co
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Wealth Watch Advisors, Incleft Mar 17, 2016, registered Jan 19, 2018 (673 days) · Other
- Creativeone Securities, LLC to Transamerica Financial Advisors, LLCleft Aug 28, 2013, registered Feb 27, 2014 (183 days) · Other
- Sunset Financial Services, Inc. to Creativeone Securities, LLCleft Dec 31, 2012, registered Jan 7, 2013 (7 days) · Other
- Securities America Advisors, Inc. to Sunset Financial Services, Inc.left Dec 14, 2011, registered Jan 3, 2012 (20 days) · Other
- Ffp Advisory Services Inc to Securities America Advisors, Inc.left Dec 16, 2003, registered Jan 12, 2004 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address