RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• C• R•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 12, 2022 · Vineland, Nj
- C••••••• • C••• I••• formerSep 17, 2012 to Jun 1, 2023 · Vineland, Nj
- C••••••••• P•••••••• I••• formerMar 17, 2011 to Sep 17, 2012 · Millville, Nj
- R••••• B••••••••• F•••••••• S•••••••• L•• unclassifiedJun 10, 2008 to Jan 2, 2013 · Vineland, Nj
- R••••• B••••••••• F•••••••• S•••••••• L•• unclassifiedOct 21, 2002 to Dec 31, 2005 · Vineland, Nj
- C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 1, 2023, registered Dec 12, 2022 (-171 days) · corporate re-registration, not a move
- R••••• B••••••••• F•••••••• S•••••••• L•• to C••••••••• P•••••••• I•••left Jan 2, 2013, registered Mar 17, 2011 (-657 days) · Other
- C••••••••• P•••••••• I••• to C••••••• • C••• I•••left Sep 17, 2012, registered Sep 17, 2012 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address