DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Comprehensive Programs, Inc.
Latest filing May 30, 2012
First filing on the tape Mar 29, 2012 · 3 filings
RAUM
$45.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$45.0M as of May 30, 2012
Mar 29, 2012$45.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 30, 2012
Mar 29, 20120 then
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 30, 2012; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $468,750derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, subscription, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 96reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Gary Daniel Devicci to Cantella & Co., Inc.Sep 27, 2012 · Other
- Anthony C Romano to Cantella & Co., Inc.Sep 17, 2012 · Other
- Craig Emil Sargent to Cantella & Co., Inc.Sep 17, 2012 · Other
- Brett Warren Buonadonna to Cantella & Co., Inc.Sep 17, 2012 · Other
- Alan Charles Gottlob to Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 5, 2011 · Other
Joined, latest
- Alan Charles Gottlob from Private Consulting Group, Inc.Jun 16, 2011 · Other
- Craig Emil Sargent from LPL Financial LLCMar 21, 2011 · Other
- Anthony C Romano from Romano Buonadonna Financial Services, LLCMar 17, 2011 · Other
- Brett Warren Buonadonna from Avantax Advisory ServicesFeb 24, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gary Daniel Devicci · President/Chief Compliance Officercontrolsince 12/1998 · owns less than 5%
- Patricia Pilone · Directorcontrolsince 08/1996 · owns less than 5%
- Ronald Bruce Sussman · Secretary/Directorcontrolsince 12/1998 · owns less than 5%
- Gary Daniel Devicci · Ownercontrolsince 01/1999 · owns F of Comprehensive Insurance Programs, Inc.
- Patricia Pilone · Ownercontrolsince 01/1999 · owns F of Comprehensive Insurance Programs, Inc.
- Ronald Bruce Sussman · Ownercontrolsince 01/1999 · owns 25% to 50% of Comprehensive Insurance Programs, Inc.
Entity owners
- Comprehensive Insurance Programs, Inc · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Comprehensive Insurance Programs, Inc.real estatey
Offices
Schedule D 1.F, the 25 largest
- Marlton, NJ
- Millville, NJ
- Vineland, NJ
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026