DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• G•••• M•••••••

M••••••BD affiliatedSarasota, Fldual registrantIAPD 2377017

Feed of 09/14/2026

Also filed as Glen M•••••••

At current firm

1 y

since Dec 16, 2024

In the industry

32 y

since Sep 22, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Dec 16, 2024 · Sarasota, Fl
O•••• F•• I••• former
Dec 6, 2016 to Dec 3, 2024 · Sarasota, Fl
O••••••••• • C•• I••• BD affiliated
Jan 15, 2015 to Dec 2, 2016 · Sarasota, Fl
W•••• F•••• A••••••• wirehouse
Mar 16, 2009 to Jan 14, 2015 · Sebring, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Mar 8, 2006 to Mar 26, 2009 · Sebring, Fl
A• G• E•••••• • S•••• I••• unclassified
Jan 31, 2003 to Mar 14, 2006 · Sebring, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to M••••••
left Dec 3, 2024, registered Dec 16, 2024 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
O••••••••• • C•• I••• to O•••• F•• I•••
left Dec 2, 2016, registered Dec 6, 2016 (4 days) · Other · moved with a team
W•••• F•••• A••••••• to O••••••••• • C•• I•••
left Jan 14, 2015, registered Jan 15, 2015 (1 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Mar 26, 2009, registered Mar 16, 2009 (-10 days) · Other
A• G• E•••••• • S•••• I••• to C•••••••• G••••• M•••••• I•••
left Mar 14, 2006, registered Mar 8, 2006 (-6 days) · Other

Signals

A••••• G•••• M••••••• left O•••• F•• I••• for Mariner (registered 2024-12-16)
Dec 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address