C••••••• E• F•••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Baldwin, Ny
• F••••••• P••••••• A•• W•••••••• A••••••• former
  May 6, 2021 to Mar 31, 2025 · Garden City, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Oct 19, 2006 to Nov 13, 2020 · Melville, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Jul 10, 2006 to Aug 28, 2006 · Brooklyn, Ny

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Nov 13, 2020, registered May 6, 2021 (174 days) · Affiliated broker-dealer or bank to another · moved with a team
• H••• S••••••••• •••• I••• to A••••• A•• P••••••• S•••••••
  left Aug 28, 2006, registered Oct 19, 2006 (52 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address