RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• J•••• M••••
- C••••••• P••••••• independent RIA currentsince Aug 6, 2018 · Overland Park, Ks
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedOct 30, 2002 to Mar 28, 2007 · Boston, Ma
- S•••••••• A••••••• L•• national BDOct 20, 1998 to Mar 21, 2018 · Lone Tree, Co
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Mar 21, 2018, registered Oct 30, 2002 (-5621 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to C••••••• P•••••••left Mar 28, 2007, registered Aug 6, 2018 (4149 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address