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Registered advisor

C••••••••• D••• P••••

W••••••• S•••••••• W••••• L••state registeredWest Stuart, FlIA-onlyIAPD 2378681

Feed of 09/14/2026

Also filed as Chris P••••

At current firm

0 y

since Jul 16, 2026

In the industry

33 y

since Aug 23, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••• S•••••••• W••••• L•• state registered current
since Jul 16, 2026 · West Stuart, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to May 31, 2024 · Boston, Ma
S•••••••• A••••••• L•• national BD
May 31, 2011 to Jul 13, 2018 · Stamford, Ct
C•••• I••••••••• S••••••• C•••• former
Jun 30, 2009 to Jun 28, 2010 · Scarsdale, Ny
O•••• I••••••••• I••• BD affiliated
May 22, 2006 to May 18, 2009 · Stamford, Ct
W•••• F•••• A••••••• wirehouse
Mar 7, 2001 to May 19, 2006 · Fairfield, Ct

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to W••••••• S•••••••• W••••• L••
left May 31, 2024, registered Jul 16, 2026 (776 days) · Affiliated broker-dealer or bank to a state-registered adviser
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••
left Jun 28, 2010, registered May 31, 2011 (337 days) · Other
O•••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
left May 18, 2009, registered Jun 30, 2009 (43 days) · Other
W•••• F•••• A••••••• to O•••• I••••••••• I•••
left May 19, 2006, registered May 22, 2006 (3 days) · Other

Signals

C••••••••• D••• P•••• left F••••••• P••••••• A•• W•••••••• A••••••• for W••••••• S•••••••• W••••• L•• (registered 2026-07-16)
May 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address