D••••• L• M••••

• P••• A••••• S••••••••• L•• BD affiliated current
  since Aug 25, 2020 · Brentwood, Tn
• P•••• S••••••••• L•• no RAUM
  Jul 8, 2016 to Jul 1, 2020 · Franklin, Tn
• P•••••••• S••••••••• I••• BD affiliated
  May 21, 2004 to Apr 7, 2016 · Nashville, Tn

• P•••• S••••••••• L•• to P••• A••••• S••••••••• L••
  left Jul 1, 2020, registered Aug 25, 2020 (55 days) · Affiliated broker-dealer or bank to another
• P•••••••• S••••••••• I••• to P•••• S••••••••• L••
  left Apr 7, 2016, registered Jul 8, 2016 (92 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address