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Registered advisor
M••• A••• G••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M••• A••• G••••••
At current firm
1 y
since Mar 10, 2025
In the industry
33 y
since Aug 16, 1993 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 10, 2025 · El Cajon, Ca
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Mar 12, 2025 · San Diego, Ca
- C••••• A•••••• N••••••• L•• formerMar 9, 2020 to Jun 29, 2023 · Livermore, Ca
- U••• B•••••• I••••••••• I••• formerFeb 16, 2017 to Mar 13, 2020 · San Diego, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedMar 7, 2014 to Feb 16, 2017 · San Diego, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJul 17, 2013 to Feb 27, 2014 · La Mesa, Ca
- J••• M••••• P•••••• W••••• A••••••• L•• formerJul 14, 2010 to Dec 10, 2012 · San Francisco, Ca
- F•••• R••••••• W••••• A•••••••• L•• unclassifiedMay 5, 2008 to Sep 30, 2010 · San Francisco, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedDec 22, 1997 to Apr 21, 2008 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Mar 12, 2025, registered Mar 10, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- U••• B•••••• I••••••••• I••• to C••••• A•••••• N••••••• L••left Mar 13, 2020, registered Mar 9, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Feb 16, 2017, registered Feb 16, 2017 (0 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••• B•••••• A•••••••• L••left Feb 27, 2014, registered Mar 7, 2014 (8 days) · Other
- J••• M••••• P•••••• W••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 10, 2012, registered Jul 17, 2013 (219 days) · Other
- F•••• R••••••• W••••• A•••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Sep 30, 2010, registered Jul 14, 2010 (-78 days) · Other
- U••• B•••••• A•••••••• L•• to F•••• R••••••• W••••• A•••••••• L••left Apr 21, 2008, registered May 5, 2008 (14 days) · Other
Signals
- M••• A••• G•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-03-10)Mar 12, 2025 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address