RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince May 31, 2022 · Naples, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 25, 2014 to May 31, 2022 · New York, Ny
- W•••• F•••• A••••••• wirehouseNov 20, 2012 to Jun 24, 2014 · Short Hills, Nj
- P••••••• W••••• M••••••••• G••••• L•• independent RIANov 9, 2012 to Nov 23, 2012 · Flemington, Nj
- W•••• F•••• A••••••• wirehouseJun 16, 2011 to Nov 8, 2012 · Bedminster, Nj
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Feb 16, 2006 · Bonita Springs, Fl
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 31, 2022, registered May 31, 2022 (0 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 24, 2014, registered Jun 25, 2014 (1 days) · Wirehouse to wirehouse
- P••••••• W••••• M••••••••• G••••• L•• to W•••• F•••• A•••••••left Nov 23, 2012, registered Nov 20, 2012 (-3 days) · Other
- W•••• F•••• A••••••• to P••••••• W••••• M••••••••• G••••• L••left Nov 8, 2012, registered Nov 9, 2012 (1 days) · Other
- J••• S•••••• K••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-05-31)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address