DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James B Olmore
Certified Financial Planner
Feed of 09/14/2026
Also filed as James Brian Olmore
At current firm
9 y
since Oct 21, 2016
In the industry
32 y
since Sep 23, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Capital Financial Advisors independent RIA currentsince Oct 21, 2016 · Carlsbad, Ca
- Mariner BD affiliatedSep 18, 2014 to Oct 13, 2016 · San Diego, Ca
- Beta Wealth Group, Inc independent RIAMar 17, 2014 to Aug 11, 2014 · San Diego, Ca
- Strategic Advisers LLC national BDJul 1, 2004 to Nov 3, 2009 · San Diego, Ca
- Wells Fargo Investments, LLC unclassifiedMay 15, 2001 to May 21, 2004 · Poway, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mariner to United Capital Financial Advisorsleft Oct 13, 2016, registered Oct 21, 2016 (8 days) · Other
- Beta Wealth Group, Inc to Marinerleft Aug 11, 2014, registered Sep 18, 2014 (38 days) · Other
- Strategic Advisers LLC to Beta Wealth Group, Incleft Nov 3, 2009, registered Mar 17, 2014 (1595 days) · Other
- Wells Fargo Investments, LLC to Strategic Advisers LLCleft May 21, 2004, registered Jul 1, 2004 (41 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address