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Registered advisor
C••••••••• M• A•••••••
Feed of 09/14/2026
Also filed as C••••••••• Michael A•••••••
At current firm
3 y
since Oct 3, 2022
In the industry
33 y
since Sep 10, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 3, 2022 · Dunmore, Pa
- W•••• F•••• A••••••• wirehouseOct 18, 2018 to Oct 3, 2022 · Clarks Green, Pa
- W•••• F•••• A••••••• wirehouseJun 20, 2008 to Oct 18, 2018 · Scranton, Pa
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 7, 2008 · Stroudsburg, Pa
- M••••• S•••••• D• I••• unclassifiedMay 22, 2006 to Apr 2, 2007 · Stroudsburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Oct 3, 2022, registered Oct 3, 2022 (0 days) · Wirehouse to independent RIA
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 18, 2018, registered Oct 18, 2018 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jul 7, 2008, registered Jun 20, 2008 (-17 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- C••••••••• M• A••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2022-10-03)Oct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address