DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••• J• F• L••••

C••••••• P•••••••independent RIAOverland Park, Ks IA-onlyIAPD 2386699

Certified Financial Planner

Feed of 09/14/2026

Also filed as C••••• Jf L••••

At current firm

12 y

since Jul 24, 2014

In the industry

33 y

since Sep 14, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P••••••• independent RIA current
since Jul 24, 2014 · Sammamish, Wa
S•••••••• A••••••• L•• national BD
Mar 5, 2004 to Jul 9, 2014 · Salt Lake City, Ut
F••••••• P••••••• T•••• C••••••• F•• unclassified
Mar 5, 2004 to Mar 28, 2007 · Boston, Ma
T•••• S••••• S••••••••• I••• former
Apr 3, 2003 to Feb 23, 2004 · Salt Lake City, Ut
S•••••••• A••••••• L•• national BD
Sep 23, 1998 to Nov 22, 2002 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C••••••• P•••••••
left Jul 9, 2014, registered Jul 24, 2014 (15 days) · Other
F••••••• P••••••• T•••• C••••••• F•• to S•••••••• A••••••• L••
left Mar 28, 2007, registered Mar 5, 2004 (-1118 days) · Other
T•••• S••••• S••••••••• I••• to F••••••• P••••••• T•••• C••••••• F••
left Feb 23, 2004, registered Mar 5, 2004 (11 days) · Other
S•••••••• A••••••• L•• to T•••• S••••• S••••••••• I•••
left Nov 22, 2002, registered Apr 3, 2003 (132 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address