DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••••••• P••• V•••••

M•••• F•••••••• A•••••••BD affiliatedBarrington, Il dual registrantIAPD 2386763

Feed of 09/14/2026

Also filed as F•••••••• P V•••••

At current firm

2 y

since Aug 12, 2024

In the industry

32 y

since Jul 19, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Aug 12, 2024 · Alpharetta, Ga
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Aug 13, 2024 · Barrington, Il
C••••• A•••••• N••••••• L•• former
Jun 9, 2021 to Jun 29, 2023 · Barrington, Il
V••• F•••••••• A•••••••• I••• BD affiliated
Jul 17, 2008 to Jun 9, 2021 · Naperville, Il
C•••• I••••••••• S••••••• C•••• former
Feb 9, 2007 to Jul 7, 2008 · Bloomingdale, Il
C••••••• S••••••••• I••• BD affiliated
Oct 12, 2006 to Oct 19, 2006 · Rolling Meadows, Il
T• A••••••••• I••• former
Jun 30, 2003 to Aug 31, 2005 · Northbrook, Il

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to M•••• F•••••••• A•••••••
left Aug 13, 2024, registered Aug 12, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••
left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••• I••••••••• S••••••• C•••• to V••• F•••••••• A•••••••• I•••
left Jul 7, 2008, registered Jul 17, 2008 (10 days) · Other
C••••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••
left Oct 19, 2006, registered Feb 9, 2007 (113 days) · Other
T• A••••••••• I••• to C••••••• S••••••••• I•••
left Aug 31, 2005, registered Oct 12, 2006 (407 days) · Other

Signals

F•••••••• P••• V••••• left C••••• I••••••••• A••••••• L•• for M•••• F•••••••• A••••••• (registered 2024-08-12)
Aug 13, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address