DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

49 advisors left V••• F•••••••• A•••••••• I••• for C••••• A•••••• N••••••• L••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Adam Roy Van DykeWindsor, CtJun 9, 2021Jun 9, 2021
Alex Lee CaryWindsor, CtJun 9, 2021Jun 9, 2021
Allan Ira AbramsWindsor, CtJun 9, 2021Jun 9, 2021
Bobby Ray SharpWindsor, CtJun 9, 2021Jun 9, 2021
Brian D LongWindsor, CtJun 9, 2021Jun 9, 2021
Brock Justin BradyWindsor, CtJun 9, 2021Jun 9, 2021
Bruce WilliamsonWindsor, CtJun 9, 2021Jun 9, 2021
Cory Dale SummersWindsor, CtJun 9, 2021Jun 9, 2021
Daniel Allen MorrisWindsor, CtJun 9, 2021Jun 9, 2021
Daniel Carl BoehlerWindsor, CtJun 9, 2021Jun 9, 2021
David Eugene PackardWindsor, CtJun 9, 2021Jun 9, 2021
Deana Crawford ArnettWindsor, CtJun 9, 2021Jun 9, 2021
Denise Marie DaughertyWindsor, CtJun 9, 2021Jun 9, 2021
Dexter A BurlewWindsor, CtJun 9, 2021Jun 9, 2021
Francesco Paul VitaleWindsor, CtJun 9, 2021Jun 9, 2021
Frank Lamar FlemingWindsor, CtJun 9, 2021Jun 9, 2021
Garland Brent KizerWindsor, CtJun 9, 2021Jun 9, 2021
Gary Matthew BosartWindsor, CtJun 9, 2021Jun 9, 2021
Gary William BarkmanWindsor, CtJun 9, 2021Jun 9, 2021
Grant Andrew FossumWindsor, CtJun 9, 2021Jun 9, 2021
Heidi Marie HammondWindsor, CtJun 9, 2021Jun 9, 2021
Jason M GitterWindsor, CtJun 9, 2021Jun 9, 2021
Jeffrey Bruce KnightWindsor, CtJun 9, 2021Jun 9, 2021
Jeffrey Paul FilipekWindsor, CtJun 9, 2021Jun 9, 2021
Jodi Kay GibsonWindsor, CtJun 9, 2021Jun 9, 2021
Jordan Thomas WoldWindsor, CtJun 9, 2021Jun 9, 2021
Karen Rae HammondWindsor, CtJun 9, 2021Jun 9, 2021
Kenneth Bret RichardsonWindsor, CtJun 9, 2021Jun 9, 2021
Kyle RyanWindsor, CtJun 9, 2021Jun 9, 2021
Linda Jean LeeWindsor, CtJun 9, 2021Jun 9, 2021
Mark Gregory MetzgerWindsor, CtJun 9, 2021Jun 9, 2021
Mark James MischkeWindsor, CtJun 9, 2021Jun 9, 2021
Matthew Ryan ThomasWindsor, CtJun 9, 2021Jun 9, 2021
Michael Herbert MenningerWindsor, CtJun 9, 2021Jun 9, 2021
Michael Leonard WeberWindsor, CtJun 9, 2021Jun 9, 2021
Michael Ray GrubbWindsor, CtJun 9, 2021Jun 9, 2021
Michael Robert LangerWindsor, CtJun 9, 2021Jun 9, 2021
Michael SotoWindsor, CtJun 9, 2021Jun 9, 2021
Nathan Scott SandersWindsor, CtJun 9, 2021Jun 9, 2021
Nimai Vrajesh ChokshiWindsor, CtJun 9, 2021Jun 9, 2021
Paul Andrew CallanderWindsor, CtJun 9, 2021Jun 9, 2021
Philip John SchulteWindsor, CtJun 9, 2021Jun 9, 2021
Robert G WalkerWindsor, CtJun 9, 2021Jun 9, 2021
Robert Timothy HoldcroftWindsor, CtJun 9, 2021Jun 9, 2021
Robert V ShabkieWindsor, CtJun 9, 2021Jun 9, 2021
Rodney Michael KrampWindsor, CtJun 9, 2021Jun 9, 2021
Scott Evan MumaWindsor, CtJun 9, 2021Jun 9, 2021
Scott William SlacumWindsor, CtJun 9, 2021Jun 9, 2021
Sonja Rene HarrisWindsor, CtJun 9, 2021Jun 9, 2021
Stephen R VachonWindsor, CtJun 9, 2021Jun 9, 2021
Steven Dean AhlmerWindsor, CtJun 9, 2021Jun 9, 2021
Steven Matthew GitterWindsor, CtJun 9, 2021Jun 9, 2021
Stuart Laurence RosenthalWindsor, CtJun 9, 2021Jun 9, 2021
Titus David AllenWindsor, CtJun 9, 2021Jun 9, 2021
Tommy J JohnsonWindsor, CtJun 9, 2021Jun 9, 2021
Tyler Redding MainousWindsor, CtJun 9, 2021Jun 9, 2021
Warren Edward LeeWindsor, CtJun 9, 2021Jun 9, 2021
Willi Walter ReifWindsor, CtJun 9, 2021Jun 9, 2021
Winston Yuin TsangWindsor, CtJun 9, 2021Jun 9, 2021
Danny YoungWindsor, CtJun 11, 2021Jun 7, 2021
Keith HowerWindsor, CtJun 11, 2021Jun 4, 2021
Philip Robert SpitzerWindsor, CtJun 11, 2021May 18, 2021
Stephen John AveryWindsor, CtJun 11, 2021Jun 4, 2021
Richard Frederick TrasportWindsor, CtJun 14, 2021May 26, 2021
The rule
Registrations ended
Jun 9, 2021 to Jun 14, 2021
Registered next
May 18, 2021 to Jun 9, 2021
Branch state
CT
Cities
1, most in Windsor, Ct
Registered there that day
1,171 (people still on IAPD; an estimate)
Share of that headcount
4.2%
Succession by the destination
none on the tape

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.

Other teams out of V••• F•••••••• A•••••••• I•••Other teams into C••••• A•••••• N••••••• L••