DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hector Noe Hinojosa
Certified Financial Planner
Feed of 09/14/2026
Also filed as Hector N Hinojosa
At current firm
11 y
since Jan 1, 2015
In the industry
33 y
since Aug 26, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Swan Dfw Financial Solutions, LLC state registered currentsince Jan 1, 2015 · Fort Worth, Tx
- Planmember Securities Corporation independent RIAOct 7, 2013 to Dec 17, 2014 · Carpinteria, Ca
- Veritrust Financial, LLC formerApr 27, 2011 to Oct 7, 2013 · Fort Worth, Tx
- New England Securities Corporation formerJun 20, 2008 to Jan 6, 2011 · Dallas, Tx
- Banc Of America Investment Services, Inc. unclassifiedJul 13, 2006 to Jun 6, 2008 · Charlotte, Nc
- Cetera Investment Advisers LLC BD affiliatedDec 6, 2002 to May 3, 2005 · Fort Worth, Tx
- Tag Capital Management, Inc. unclassifiedMay 13, 2002 to Aug 27, 2002 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- Planmember Securities Corporation to Swan Dfw Financial Solutions, LLCleft Dec 17, 2014, registered Jan 1, 2015 (15 days) · Other
- Veritrust Financial, LLC to Planmember Securities Corporationleft Oct 7, 2013, registered Oct 7, 2013 (0 days) · Other
- New England Securities Corporation to Veritrust Financial, LLCleft Jan 6, 2011, registered Apr 27, 2011 (111 days) · Other
- Banc Of America Investment Services, Inc. to New England Securities Corporationleft Jun 6, 2008, registered Jun 20, 2008 (14 days) · Other
- Cetera Investment Advisers LLC to Banc Of America Investment Services, Inc.left May 3, 2005, registered Jul 13, 2006 (436 days) · Other
- Tag Capital Management, Inc. to Cetera Investment Advisers LLCleft Aug 27, 2002, registered Dec 6, 2002 (101 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address