DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• P•••• H•••••

B•••••• W••••• A•••••••independent RIAWilliamsville, NyIA-onlyIAPD 2387291

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Oct 11, 2024

In the industry

32 y

since Sep 22, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••• W••••• A••••••• independent RIA current
since Oct 11, 2024 · Williamsville, Ny
C•••••• A••••••• BD affiliated
May 13, 2021 to Aug 27, 2024 · Getzville, Ny
L•••••• I••••••••• independent RIA
Apr 26, 2018 to Aug 27, 2024 · Amherst, Ny
L••••• A•••••••• L•• former
Jan 6, 2011 to Oct 4, 2019 · Amherst, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to B•••••• W••••• A•••••••
left Aug 27, 2024, registered Oct 11, 2024 (45 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
L•••••• I••••••••• to C•••••• A•••••••
left Aug 27, 2024, registered May 13, 2021 (-1202 days) · RIA to affiliated broker-dealer or bank · moved with a team
L••••• A•••••••• L•• to L•••••• I•••••••••
left Oct 4, 2019, registered Apr 26, 2018 (-526 days) · corporate re-registration, not a move

Signals

G••••• P•••• H••••• left C•••••• A••••••• for B•••••• W••••• A••••••• (registered 2024-10-11)
Aug 27, 2024 · Advisor changed firm · fact
G••••• P•••• H••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2021-05-13)
Aug 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address