RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• D•••
- H••• W••••• A••••••• independent RIA currentsince Oct 15, 2019 · Erie, Pa
- M••••••• C••••• W••••• S•••••••• I••• independent RIAJan 10, 2013 to Oct 16, 2019 · Wexford, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 8, 2011 to Jan 14, 2013 · Canonsburg, Pa
- J••••• M••••••••• S•••• L•• BD affiliatedJun 25, 2005 to Sep 7, 2011 · Pittsburgh, Pa
- P••••••••• I••••••••• unclassifiedFeb 8, 2005 to Jun 25, 2005 · Pittsburgh, Pa
- M••••••• C••••• W••••• S•••••••• I••• to H••• W••••• A•••••••left Oct 16, 2019, registered Oct 15, 2019 (-1 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to M••••••• C••••• W••••• S•••••••• I•••left Jan 14, 2013, registered Jan 10, 2013 (-4 days) · Other
- J••••• M••••••••• S•••• L•• to U•• F•••••••• S••••••• I•••left Sep 7, 2011, registered Sep 8, 2011 (1 days) · Other
- P••••••••• I••••••••• to J••••• M••••••••• S•••• L••left Jun 25, 2005, registered Jun 25, 2005 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address