RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• D••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Jan 9, 2026 · Danbury, Wi
- P•••••••• S••••••••• I••• BD affiliatedApr 8, 2022 to Jul 13, 2024 · Des Moines, Ia
- L•• F•••••••• L•• BD affiliatedMar 11, 2015 to Feb 7, 2022 · Springfield, Mo
- P•••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Jul 13, 2024, registered Jan 9, 2026 (545 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to P•••••••• S••••••••• I•••left Feb 7, 2022, registered Apr 8, 2022 (60 days) · Affiliated broker-dealer or bank to another
- A••••• D•••• left P•••••••• S••••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2026-01-09)Jul 13, 2024 · Advisor changed firm · fact
- A••••• D•••• left L•• F•••••••• L•• for P•••••••• S••••••••• I••• (registered 2022-04-08)Feb 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address