DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• R••••••• V•• K•••••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Nj dual registrantIAPD 2390243

Certified Financial Planner

Feed of 09/14/2026

Also filed as G•••••• R••••••• Vank•••••••

At current firm

0 y

since Jun 26, 2026

In the industry

32 y

since Oct 6, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jun 26, 2026 · Walnut Creek, Ca
M•••••• A•••••• N•••••• BD affiliated
Jul 8, 2016 to Jun 26, 2026 · Walnut Creek, Ca
S•••••••• W••••• A••••••• G•••• former
Jan 11, 2016 to Jul 8, 2016 · Walnut Creek, Ca
R•• C•••••• M••••••• L•• national BD
Oct 14, 2008 to Feb 4, 2016 · Walnut Creek, Ca
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Oct 23, 2008 · Napa, Ca
A• G• E•••••• • S•••• I••• unclassified
Jul 8, 1997 to Jan 1, 2008 · Napa, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••
left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
S•••••••• W••••• A••••••• G•••• to M•••••• A•••••• N••••••
left Jul 8, 2016, registered Jul 8, 2016 (0 days) · corporate re-registration, not a move
R•• C•••••• M••••••• L•• to S•••••••• W••••• A••••••• G••••
left Feb 4, 2016, registered Jan 11, 2016 (-24 days) · Other
W•••• F•••• A••••••• to R•• C•••••• M••••••• L••
left Oct 23, 2008, registered Oct 14, 2008 (-9 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address