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RIA Intelligence
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Registered advisor
C•••• A•••• R•••
Feed of 09/14/2026
Also filed as C•••• A R•••
At current firm
6 y
since Dec 16, 2019
In the industry
32 y
since Dec 31, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated currentsince Dec 16, 2019 · San Angelo, Tx
- L•• F•••••••• L•• BD affiliatedSep 30, 2014 to Dec 24, 2019 · San Angelo, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 1, 2014 · San Angelo, Tx
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedAug 7, 2007 to Jan 2, 2009 · San Angelo, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Dec 24, 2019, registered Dec 16, 2019 (-8 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 1, 2014, registered Sep 30, 2014 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address