DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O•••••••• W••••• A••••••• L••
Latest filing Aug 13, 2026
First filing on the tape Mar 28, 2021 · 16 filings
SEC status approved since Apr 29, 2021
RAUM
$274M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
99%
$272M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$274M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$274M as of Aug 13, 2026
Mar 17, 2022$164M then
HNW client RAUM$232M as of Aug 13, 2026
Mar 17, 2022$142M then
State-registered IARs (5.B.3)2 as of Aug 13, 2026
Mar 17, 20222 then
Employees (5.A)7 as of Aug 13, 2026
Mar 17, 20224 then
Private funds: no history
RAUM +24% over the last fiscal year+23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $274MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 213derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $359,658derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $207,298, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$232M84%
- Individuals$40.7M15%
- Charitable organizations$2.0M0.7%
- Individual clients
- 115reported
- HNW clients
- 98reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 763reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $207,298 for 1 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••••• O•••••••• | Lexington, Ma | Sep 21, 2017 | 32 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount2 left over 36 months
Left, latest
- P••• M•••••• G•••••• to F•••• P••••••• W•••••• L••Jun 11, 2026 · RIA to RIA
- T•••••• K••••••• to M•• I•••••••• S•••••••• L••May 1, 2025 · RIA to affiliated broker-dealer or bank
- P••• L•••• G••••• to C•••••••• A•••••••Sep 1, 2023 · RIA to RIA
Joined, latest
- T•••••• K••••••• from D••••• W••••• M•••••••••Jan 2, 2025 · RIA to RIA
- T••••• J••••• O•••••••• from T•••• A•••••••• L••Sep 21, 2017 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••••••• T•••••• J••••• · Managing Member And Ccocontrolsince 06/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ma · principal | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 13, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 714 to 763Oct 16, 2025 to Feb 12, 2026
- HNW clients · 88 to 98Oct 16, 2025 to Feb 12, 2026
- Assets in custody · $212,625 to $207,298Oct 16, 2025 to Feb 12, 2026
- Employees · 6 to 7Oct 16, 2025 to Feb 12, 2026
- HNW RAUM · $182M to $232MOct 16, 2025 to Feb 12, 2026
- Individual RAUM · $37.7M to $40.7MOct 16, 2025 to Feb 12, 2026
- Non-discretionary RAUM · $221M to $274MOct 16, 2025 to Feb 12, 2026
- RAUM · $221M to $274MOct 16, 2025 to Feb 12, 2026
- Advisory employees · 1 to 2May 1, 2025 to Oct 16, 2025
- Employees · 5 to 6May 1, 2025 to Oct 16, 2025
- Financial planning clients · 0 to 0May 1, 2025 to Oct 16, 2025
- State-registered IARs · 1 to 2May 1, 2025 to Oct 16, 2025
- Advisory employees · 2 to 1Feb 14, 2025 to May 1, 2025
- BD registered reps · 2 to 1Feb 14, 2025 to May 1, 2025
- Employees · 6 to 5Feb 14, 2025 to May 1, 2025
- State-registered IARs · 2 to 1Feb 14, 2025 to May 1, 2025
- RAUM · $179M to $221MDec 19, 2024 to Feb 14, 2025
- Accounts · 636 to 714Dec 19, 2024 to Feb 14, 2025
- BD registered reps · 1 to 2Dec 19, 2024 to Feb 14, 2025
- HNW clients · 95 to 88Dec 19, 2024 to Feb 14, 2025
- Individual clients · 100 to 115Dec 19, 2024 to Feb 14, 2025
- Assets in custody · $216,963 to $212,625Dec 19, 2024 to Feb 14, 2025
- Employees · 7 to 6Dec 19, 2024 to Feb 14, 2025
- HNW RAUM · $151M to $182MDec 19, 2024 to Feb 14, 2025
- Individual RAUM · $26.9M to $37.7MDec 19, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $179M to $221MDec 19, 2024 to Feb 14, 2025
- Advisory employees · 1 to 2Sep 27, 2024 to Dec 19, 2024
- Employees · 5 to 7Sep 27, 2024 to Dec 19, 2024
- State-registered IARs · 1 to 2Sep 27, 2024 to Dec 19, 2024
- Accounts · 612 to 636Sep 25, 2023 to Feb 14, 2024
- HNW clients · 67 to 95Sep 25, 2023 to Feb 14, 2024
- Individual clients · 125 to 100Sep 25, 2023 to Feb 14, 2024
- Assets in custody · $210,935 to $216,963Sep 25, 2023 to Feb 14, 2024
- Employees · 4 to 5Sep 25, 2023 to Feb 14, 2024
- HNW RAUM · $115M to $151MSep 25, 2023 to Feb 14, 2024
- Individual RAUM · $32.7M to $26.9MSep 25, 2023 to Feb 14, 2024
- Non-discretionary RAUM · $149M to $179MSep 25, 2023 to Feb 14, 2024
- RAUM · $149M to $179MSep 25, 2023 to Feb 14, 2024
- Advisory employees · 2 to 1Mar 22, 2023 to Sep 25, 2023
- BD registered reps · 2 to 1Mar 22, 2023 to Sep 25, 2023
Signals
4 dated events
- P••• M•••••• G•••••• left O•••••••• W••••• A••••••• L•• for F•••• P••••••• W•••••• L•• (registered 2026-07-15)Jun 11, 2026 · Advisor changed firm · fact
- T•••••• K••••••• left O•••••••• W••••• A••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-07-23)May 1, 2025 · Advisor changed firm · fact
- P••• L•••• G••••• left O•••••••• W••••• A••••••• L•• for C•••••••• A••••••• (registered 2023-10-26)Sep 1, 2023 · Advisor changed firm · fact
- O•••••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Mar 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 781-861-0766reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 781-862-5300reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- OWMONLINE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-861-0766reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- owmonline.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $274Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026