RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• C•••• C••••••
- G••••••••• L•• i••••••••• wealth currentsince Aug 26, 2020 · Summerville, Sc
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealthAug 26, 2015 to Sep 22, 2020 · Summerville, Sc
- W•••• F•••• A••••••• wirehouseSep 24, 2007 to Sep 1, 2015 · Charleston, Sc
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 22, 1995 to Oct 2, 2007 · Charleston, Sc
- I••••••••• A•••••• A•••••••• L•• to G••••••••• L••left Sep 22, 2020, registered Aug 26, 2020 (-27 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to I••••••••• A•••••• A•••••••• L••left Sep 1, 2015, registered Aug 26, 2015 (-6 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Oct 2, 2007, registered Sep 24, 2007 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address