DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• J• H••••••••

C••••••• P•••••• W•••••BD affiliatedTarrytown, Ny IA-onlyIAPD 2395133

Feed of 09/15/2026

Also filed as Jay Halverson

At current firm

0 y

since May 14, 2026

In the industry

33 y

since Sep 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• P•••••• W••••• BD affiliated current
since May 14, 2026 · Tarrytown, Ny
L••• S••••• A•••••••• L•• former
Aug 14, 2024 to Apr 23, 2025 · Austin, Tx
J••• M••••• S••••••••• L•• wirehouse
May 30, 2024 to Aug 1, 2024 · Jersey City, Nj
J••• M••••• P•••••• W••••• A••••••• L•• former
May 2, 2016 to Aug 5, 2024 · Portand, Or
U•• F•••••••• S••••••• I••• wirehouse
Oct 27, 2014 to May 27, 2016 · Portland, Or
N•• A•••••• S•••••••• L•• former
Feb 13, 2009 to Dec 9, 2009 · Lake Oswego, Or

Moves

a registration end followed by a registration begin elsewhere

L••• S••••• A•••••••• L•• to C••••••• P•••••• W•••••
left Apr 23, 2025, registered May 14, 2026 (386 days) · Affiliated broker-dealer or bank to another
J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Aug 5, 2024, registered May 30, 2024 (-67 days) · channel change inside one enterprise, not a move
J••• M••••• S••••••••• L•• to L••• S••••• A•••••••• L••
left Aug 1, 2024, registered Aug 14, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
left May 27, 2016, registered May 2, 2016 (-25 days) · Other
N•• A•••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••
left Dec 9, 2009, registered Oct 27, 2014 (1783 days) · Other

Signals

J••••• J• H•••••••• left L••• S••••• A•••••••• L•• for C••••••• P•••••• W••••• (registered 2026-05-14)
Apr 23, 2025 · a•••••• firm change · fact
J••••• J• H•••••••• left J••• M••••• S••••••••• L•• for L••• S••••• A•••••••• L•• (registered 2024-08-14)
Aug 1, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address