RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C•••• H••••••••
- C••••• P••••••• L•• independent RIA currentsince Sep 3, 2024 · New York, Ny
- A••••• C••••••• L•• formerJul 25, 2016 to Sep 10, 2024 · Sausalito, Ca
- G•• A••••••• S•••••••• L•• asset managerFeb 11, 2014 to Jul 22, 2016 · San Francisco, Ca
- C•• C•••••• M••••••••• I•• unclassifiedDec 9, 2005 to Jun 9, 2011 · San Francisco, Ca
- A••••• C••••••• L•• to C••••• P••••••• L••left Sep 10, 2024, registered Sep 3, 2024 (-7 days) · RIA to RIA · moved with a team
- G•• A••••••• S•••••••• L•• to A••••• C••••••• L••left Jul 22, 2016, registered Jul 25, 2016 (3 days) · Other
- C•• C•••••• M••••••••• I•• to G•• A••••••• S•••••••• L••left Jun 9, 2011, registered Feb 11, 2014 (978 days) · Other
- W•••••• C•••• H•••••••• left A••••• C••••••• L•• for C••••• P••••••• L•• (registered 2024-09-03)Sep 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address