DFX Intelligence
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Registered advisor
T•••••• O••• D•••••••
Feed of 09/14/2026
At current firm
10 y
since May 25, 2016
In the industry
28 y
since Apr 7, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince May 25, 2016 · Pittsburgh, Pa
- B•••••••• F••• A••••••• asset managerAug 1, 2008 to May 31, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• F••• A••••••• to B•••••••• I••••••••• M••••••••• L••left May 31, 2016, registered May 25, 2016 (-6 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address