RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C••• M••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 16, 2026 · Grafton, Wi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 23, 2017 to Apr 27, 2026 · Grafton, Wi
- I••••••••• C•••••• O• A••••••• I••• formerJul 1, 2016 to Oct 23, 2017 · Richfield, Wi
- A•••• W••••• M••••••••• L•• independent RIAJun 15, 2011 to Jul 13, 2016 · Brookfield, Wi
- T•• M••••• F••• S•••• formerMar 31, 2009 to Jul 12, 2011 · Waukesha, Wi
- V••••••• A•••••••• I••• BD affiliatedNov 25, 2003 to Jul 31, 2007 · Scottsdale, Az
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Apr 27, 2026, registered Apr 16, 2026 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• C•••••• O• A••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 23, 2017, registered Oct 23, 2017 (0 days) · Other · moved with a team
- A•••• W••••• M••••••••• L•• to I••••••••• C•••••• O• A••••••• I•••left Jul 13, 2016, registered Jul 1, 2016 (-12 days) · Other
- T•• M••••• F••• S•••• to A•••• W••••• M••••••••• L••left Jul 12, 2011, registered Jun 15, 2011 (-27 days) · Other
- V••••••• A•••••••• I••• to T•• M••••• F••• S••••left Jul 31, 2007, registered Mar 31, 2009 (609 days) · Other
- D•••• C••• M•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-04-16)Apr 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address