RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• G••••• C•••••••
- P••• F•••••••• G••••• L•• state registered currentsince Dec 13, 2010 · Fishers, In
- C••••••••• A•••••••• I•• formerJan 14, 2008 to Dec 31, 2008 · Indianapolis, In
- P••• F•••••••• G••••• L•• state registeredAug 22, 2003 to Dec 12, 2006 · Fishers, In
- P•••••• C••••••••• G••••• I••• unclassifiedAug 22, 2003 to Aug 22, 2003 · Fishers, In
- G•••••• I••••••••• M••••••••• mixed wealthJan 19, 1999 to Oct 18, 2002 · Indianapolis, In
- C••••••••• A•••••••• I•• to P••• F•••••••• G••••• L••left Dec 31, 2008, registered Dec 13, 2010 (712 days) · Other
- P••• F•••••••• G••••• L•• to C••••••••• A•••••••• I••left Dec 12, 2006, registered Jan 14, 2008 (398 days) · Other
- P•••••• C••••••••• G••••• I••• to P••• F•••••••• G••••• L••left Aug 22, 2003, registered Aug 22, 2003 (0 days) · Other
- G•••••• I••••••••• M••••••••• to P•••••• C••••••••• G••••• I•••left Oct 18, 2002, registered Aug 22, 2003 (308 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address