RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E• L••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince Nov 10, 2024 · Charlotte Court House, Va
- G•• S••••••••• I••• BD affiliatedSep 29, 2015 to Nov 8, 2024 · Keysville, Va
- N••• F•••••••• G••••• I••• formerJul 19, 2013 to Oct 1, 2015 · Keysville, Va
- I••••••••• F•••••••• A••••••• independent RIAFeb 23, 2005 to Aug 13, 2013 · Keysville, Va
- P•• A•••• M••••••••• I•• unclassifiedJan 5, 2005 to Feb 23, 2005 · Keysville, Va
- P•• S••••••••• C••••••••• unclassifiedJan 3, 2004 to Dec 31, 2004 · Keysville, Va
- P•• A•••• M••••••••• I•• unclassifiedFeb 26, 2001 to Dec 31, 2003 · Keysville , Va
- G•• S••••••••• I••• to P••••••••• S••••••••• C•••••••••left Nov 8, 2024, registered Nov 10, 2024 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- N••• F•••••••• G••••• I••• to G•• S••••••••• I•••left Oct 1, 2015, registered Sep 29, 2015 (-2 days) · Other
- I••••••••• F•••••••• A••••••• to N••• F•••••••• G••••• I•••left Aug 13, 2013, registered Jul 19, 2013 (-25 days) · Other
- P•• A•••• M••••••••• I•• to I••••••••• F•••••••• A•••••••left Feb 23, 2005, registered Feb 23, 2005 (0 days) · Other
- P•• S••••••••• C••••••••• to P•• A•••• M••••••••• I••left Dec 31, 2004, registered Jan 5, 2005 (5 days) · Other
- P•• A•••• M••••••••• I•• to P•• S••••••••• C•••••••••left Dec 31, 2003, registered Jan 3, 2004 (3 days) · Other
- R••••• E• L•••• left G•• S••••••••• I••• for P••••••••• S••••••••• C••••••••• (registered 2024-11-10)Nov 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address