DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alec Stephen Ardito
Feed of 09/17/2026
At current firm
3 y
since Nov 1, 2022
In the industry
32 y
since Jan 10, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Nov 1, 2022 · Cincinnati, Oh
- Wells Fargo Advisors wirehouseDec 8, 2015 to Oct 25, 2022 · Salt Lake City, Ut
- Suntrust Investment Services, Inc. formerSep 18, 2014 to Nov 18, 2015 · Atlanta, Ga
- Wells Fargo Advisors wirehouseOct 1, 2009 to Aug 20, 2014 · Boca Raton, Fl
- Banc Of America Investment Services, Inc. unclassifiedNov 20, 2007 to Feb 9, 2009 · Naples, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 4, 2005 to Nov 26, 2007 · Rockledge, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Morgan Stanleyleft Oct 25, 2022, registered Nov 1, 2022 (7 days) · Wirehouse to wirehouse
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Nov 18, 2015, registered Dec 8, 2015 (20 days) · Other
- Wells Fargo Advisors to Suntrust Investment Services, Inc.left Aug 20, 2014, registered Sep 18, 2014 (29 days) · Other
- Banc Of America Investment Services, Inc. to Wells Fargo Advisorsleft Feb 9, 2009, registered Oct 1, 2009 (234 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Banc Of America Investment Services, Inc.left Nov 26, 2007, registered Nov 20, 2007 (-6 days) · Other
Signals
- Alec Stephen Ardito added a PA registration at Morgan StanleySep 16, 2026 · New state registration · fact
- Alec Stephen Ardito left Wells Fargo Advisors for Morgan Stanley (registered 2022-11-01)Oct 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address