DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• D•••• K••••••••

C• A••••••• S•••••••independent RIATroy, Mi IA-onlyIAPD 2404095

Feed of 09/14/2026

Also filed as Jeff K••••••••

At current firm

3 y

since Aug 21, 2023

In the industry

16 y

since Jun 14, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• A••••••• S••••••• independent RIA current
since Aug 21, 2023 · Troy, Mi
S•••••• A••••••••• L••• independent RIA
Apr 14, 2020 to Aug 17, 2023 · Troy, Mi
W•••• F•••• A••••••• wirehouse
Dec 15, 2015 to May 11, 2020 · Troy, Mi
N••• F•••••••• G••••• I••• former
Mar 17, 2015 to Dec 3, 2015 · Troy, Mi
L•••••••• I••••••••• L•• former
May 20, 2011 to Oct 11, 2016 · Troy, Mi
T••••••• A••••••••• G••••• L•• former
Oct 14, 2010 to Jun 2, 2011 · Birmingham, Mi

Moves

a registration end followed by a registration begin elsewhere

S•••••• A••••••••• L••• to C• A••••••• S•••••••
left Aug 17, 2023, registered Aug 21, 2023 (4 days) · RIA to RIA
W•••• F•••• A••••••• to S•••••• A••••••••• L•••
left May 11, 2020, registered Apr 14, 2020 (-27 days) · Wirehouse to independent RIA
L•••••••• I••••••••• L•• to N••• F•••••••• G••••• I•••
left Oct 11, 2016, registered Mar 17, 2015 (-574 days) · Other
N••• F•••••••• G••••• I••• to W•••• F•••• A•••••••
left Dec 3, 2015, registered Dec 15, 2015 (12 days) · Other
T••••••• A••••••••• G••••• L•• to L•••••••• I••••••••• L••
left Jun 2, 2011, registered May 20, 2011 (-13 days) · Other

Signals

J•••••• D•••• K•••••••• left S•••••• A••••••••• L••• for C• A••••••• S••••••• (registered 2023-08-21)
Aug 17, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address