RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••••• M••••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince Mar 12, 2025 · Charleston, Sc
- M••••••• F•••••••• G••••• I••• formerApr 21, 2014 to Jun 16, 2025 · Mt. Pleasant, Sc
- F•• S••••••••• C••••••••• formerJan 30, 2012 to Apr 2, 2014 · Rockville, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 8, 2008 to Dec 6, 2011 · Mount Pleasant, Sc
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jan 2, 2009 · Charleston, Sc
- M••••• S•••••• D• I••• unclassifiedMay 17, 2004 to Apr 2, 2007 · Charleston, Sc
- M••••••• F•••••••• G••••• I••• to A•••••• W••••• M••••••••• L••left Jun 16, 2025, registered Mar 12, 2025 (-96 days) · RIA to RIA
- F•• S••••••••• C••••••••• to M••••••• F•••••••• G••••• I•••left Apr 2, 2014, registered Apr 21, 2014 (19 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• S••••••••• C•••••••••left Dec 6, 2011, registered Jan 30, 2012 (55 days) · Other
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 2, 2009, registered Dec 8, 2008 (-25 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- D•••• J••••• M•••••• left M••••••• F•••••••• G••••• I••• for A•••••• W••••• M••••••••• L•• (registered 2025-03-12)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address